Compliance Specialist

Compliance Specialist


New York, New York

Employment Type



Accounting, Finance and Real Estate

Job ID



Our client is a specialized, high-growth Managing General Insurance Agency (MGA) who is looking for a Compliance Specialist to join their New York City Team.




Job Description:

Salary : $100000 - $115000

  • Assess company policies to determine discrepancies with current insurance regulations
  • Propose recommendations to reduce or eliminate insurance compliance risks
  • Conduct regular audits to identify potential weaknesses and noncompliance situations.
  • Communicate with employees and make sure everyone is aware of what they need to do to comply with internal and external laws and regulations.
  • Consulting with the legal department and advising leadership and management on compliance matters.
  • Communicating with government agencies
  • Review and address filing objections to achieve approval in all target states
  • Provide support to internal departments on filing-related issues.



  • Competitive Base Salary
  • Benefits Package Including - Medical, Dental, Vision, and Life Insurance
  • 401K with employer matching


Job Requirements:

  • 8+ years of insurance compliance experience.
  • Proficient in Microsoft Office Suite.
  • Knowledge of laws, legal codes, procedures, and other relevant regulatory standards.
  • Excellent written/verbal communication skills.
  • Strong analytical and critical thinking skills.
  • Ability to work independently and to interact with internal staff, department managers.






Contact Details:

Cathryn Gonis

Senior Recruiter